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Regulatory economics
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#	Item
141	Microsoft WordSTA SSA Joint Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-16 16:54:12 Finance Stock market 76th United States Congress SEC filings Registered Investment Advisor Proxy statement Investment Advisers Act Investment Advisor Financial Industry Regulatory Authority United States securities law Financial economics Business
142	Changes in the Regulatory and Trading Environments for European Stock Markets October 2012 Simmy Grewal Add to Reading List Source URL: www.gmac.jp Language: English - Date: 2012-10-04 04:12:23 Markets in Financial Instruments Directive Financial economics Financial system Law European Securities and Markets Authority Regulation Stock market Financial markets Financial regulation European Union
143	Lessons from the Sub-prime for Regulatory Reform: Add to Reading List Source URL: www-wds.worldbank.org Language: English - Date: 2010-06-13 06:50:53 Financial risk Financial markets Financial crises Financial services Systemic risk Financial intermediary Liquidity risk Hedge fund Basel II Financial economics Economics Finance
144	Collaboration between Economic Regulators: Options for embedding joint working between economic regulators Add to Reading List Source URL: www.gov.uk Language: English - Date: 2014-10-03 10:28:11 Regulator Financial regulation Economics Council of European Energy Regulators Canadian securities regulation Monopoly Public choice theory Regulatory economics
145	\ NEWSLETTER Numero 3 Page 1 October 31, 2013 Add to Reading List Source URL: www.iccrc-crcic.ca Language: English - Date: 2013-11-01 11:39:07 Regulatory compliance Audit Corporate governance Auditing Economics Business Annual general meeting Meetings Canada Border Services Agency
146	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-05 11:41:18 Financial economics Financial markets United States Securities and Exchange Commission Financial system Business Consolidated Tape Association Securities Exchange Act New York Stock Exchange Euronext NYSE Euronext United States securities law Self-regulatory organizations
147	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
148	No-Action Letter: Financial Industry Regulatory Authority Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-09-02 10:39:19 Corporate taxation in the United States Types of business entity Financial system Financial services Net capital rule United States housing bubble Broker-dealer Financial Industry Regulatory Authority Series LLC Financial economics United States securities law Finance
149	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2015-04-20 15:07:31 Financial economics North American Securities Administrators Association Financial analyst Securities research Financial Industry Regulatory Authority Investment banking U.S. Securities and Exchange Commission United States securities law Financial system Finance
150	THE REGULATION PROBLEM DAVID ZETLAND The Problem Regulation (in theory) increases public welfare by encouraging beneficial behavior and discouraging detrimental behavior using laws, rules, requirements and procedures. Si Add to Reading List Source URL: www.kysq.org Language: English - Date: 2012-06-14 06:40:46 Public administration Monopoly Economics Regulatory economics Law Regulation Regulatory capture Incentive Public choice theory Economics of regulation Administrative law

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